Securities Analyst jobs in New Jersey

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.

We are currently seeking to hire an Analyst, Proxy & Escheatment based out of our Jersey City office. The Analyst is primarily responsible for Proxy delivery and tracking / escheating of abandoned property to customer’s state of domicile. The Analyst works with various Proxy vendors to ensure Wedbush customers receive meeting notices, proxy ballots, and other communications to guarantee all shareholder rights are available and exercised. The Analyst is also the primary party covering Abandoned Property. This function requires the Analyst to track accounts that are abandoned.

Responsibilities include, but are not limited to:

• Ensure clients receive shareholder meeting notices and associated ballots to vote on governance issues
• Ensure customers receive proxy ballots if they are unable to attend the meeting in person
• Track all returned mail (physical and electronic) to identify abandoned accounts
• Monitor abandoned accounts, identifying those that are scheduled to be turned over to the state
• Deliver abandoned assets per each individual state’s schedule
• Assist with the development of KRIs
• Contribute to the growth and development of initiatives focused on creating a more efficient process while reducing risk
• Perform other duties as required and assigned

• Bachelor's degree from an accredited University, or equivalent experience
• Basic knowledge of all product types, including but not limited to, equities & fixed income
• Working knowledge of financial markets and operations
• Ability to work under pressure and meet deadlines
• Excellent follow up and reconciliation skills
• Strong written and oral communication skills
• Ability to be resourceful and work independently while keeping focus on the group’s strategic initiatives
• Highly organized and detailed oriented
• Proficiency with Microsoft Office Suite and SQL
• Knowledge of FIS Phase 3, Fidessa, CTM and DTCC websites is a plus
• Ability to be resourceful and work independently while keeping focus on the group’s strategic initiatives

What Wedbush Offers You

As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleagues. We believe that providing competitive benefit options yields the advantageous reward of establishing a healthy and inclusive foundational work culture.

• Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family
• Health Savings Account with company-sponsored contributions
• Flexible Spending Accounts (FSA) traditional and dependent care
• Pre-Tax Commuter Benefits
• 401(k) plan with discretionary, competitive company matching and profit-sharing contributions
• Tuition reimbursement up to $5,250/year
• 3 weeks of Paid Time Off
• 2 weeks of Paid Sick Time (may vary by location)
• 10 Paid Holidays
• Charitable Donation Matching Contributions
• Paid Leave (Military, Jury Duty, Volunteer Time Off, Disability, etc.)
• FINRA License Sponsorship
• Travel & Employee Assistance and Employee Discount Programs

The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current hiring range is $60,000-$65,000. At Wedbush, it is not typical for an individual to be hired at, or near, the top of the range for their role. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

Wedbush Securities (WS) is proud to be an Equal Employment Opportunity employer. WS does not discriminate based on race, religion, color, creed, sex, sexual orientation, gender, gender identity or expression, national origin, ancestry, citizenship status, registered domestic partner status, uniform service member status, marital status, pregnancy, age, medical condition, disability, genetic information, family care or medical leave status, or any other consideration made unlawful by applicable federal, state, or local laws, or on the basis that an applicant or Colleague is perceived to have these characteristics or is associated with someone who is perceived to have these characteristics. WS aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm as well as provided equal opportunities to succeed
From: Wedbush Securities