Securities Analyst jobs in North Carolina
Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Securities Analyst jobs
FCM Operations Trade Management Analyst
- D42 Wells Fargo Securities, LLC
-
CHARLOTTE-NC, NC
FULL_TIME
- At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. About this role: Wells Fargo is seeking a FCM Operations Trade Management Analyst to support the Futures Commission Merchant (FCM) business in the Institutional Investor Services group of Wells Fargo Corporate & Investment Banking (CIB) Operations. The candidate will be a member of the FCM Operations Trade Management team responsible for trade capture and related processes for exchange-traded derivatives (including futures, options on futures, interest rate swaps, and credit default swaps). In this role, you will: Process all daily derivative lifecycle events at the clearinghouses and within the firm’s books and records system in an accurate and timely manner. Perform daily processes including trade capture, allocations, exception resolution, and processing of non-trade activity (option expirations, transfers, deliveries, compressions, closeout instructions, etc.) as well as mitigating risk associated with such processes Foster relationships with FCM Client Service, Sales, Reconciliations, Fees and Brokerage teams as well as clients, middle office, traders and outside vendors to effectively accomplish the team’s goals. Recommend process improvements based on industry best practices, targeting risk mitigation and straight through processing and creating enhanced controls and efficiencies that will enhance the performance of the group. Provide support in both firm-wide and operations/team-specific projects, inclusive of active participation in UAT testing. Required Qualifications, US: 2 years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Experience filtering and synthesizing detailed information, as well as understand system processes and workflows Ability to manage multiple tasks and work in a deadline-driven environment to obtain results 1 years of experience utilizing the FIS GMI and/or Clearvision processing systems. 1 years of experience working with cleared OTC products 1 years of FCM operations and/or project implementation experience Advanced knowledge of cleared derivatives trade processing lifecycle Working knowledge of the CME Group, ICE, LCH, OCC or other comparable clearinghouse systems Job Expectations: Ability to work a flexible schedule - Multiple shifts between 8 AM EST to 8 PM EST. Relocation assistance is not available for this position. Visa Sponsorship not available for this position Preferred Locations: 550 S. Tryon Street, - Charlotte, NC, 28282 Corporate & Investment Banking (“CIB”) delivers a comprehensive suite of capital markets, banking, and financial products and services. As a trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Posting End Date: 23 Mar 2024 *Job posting may come down early due to volume of applicants. We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets, proudly serves one in three U.S. households and more than 10% of small businesses in the U.S., and is a leading middle market banking provider in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Wells Fargo ranked No. 47 on Fortune’s 2023 rankings of America’s largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for all by supporting housing affordability, small business growth, financial health, and a low-carbon economy. News, insights, and perspectives from Wells Fargo are also available at Wells Fargo Stories. Additional information may be found at www.wellsfargo.com LinkedIn: https://www.linkedin.com/company/wellsfargo For questions on how to search and apply, visit our frequently asked questions.
- Just Posted
Senior Data & Reporting Analyst - Securities Based Lending
- RBC Capital Markets, LLC
-
Raleigh, NC
FULL_TIME
- Job SummaryJob DescriptionWhat is the opportunity?As a Senior Data & Reporting Analyst you will be accountable for developing and maintain reporting for a securities-based lending portfolio. This will...
- 2 Days Ago
Securities Trading Program Analyst-1st Year
- D42 Wells Fargo Securities, LLC
-
CHARLOTTE-NC, NC
FULL_TIME
- About this role: Wells Fargo’s Global Secured Trading (GST) provides client financing solutions, secured funding and collateral optimization to clients of the Markets Division and across Corporate and...
- 4 Days Ago
Securities Analyst - Strategy and Transactions - CT-DME - Complex Securities-Mgr-Multi Pos-1501760
- EY
-
Charlotte, NC
FULL_TIME
- EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you’ll have the chance to build a career as unique as you are, ...
- 1 Month Ago
GCO Senior Risk Advisory Manager I - Investment Banking Coverage, Capital Markets Origination and Syndicate
- Truist Securities
-
Charlotte, NC
FULL_TIME
- The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to creat...
- 1 Day Ago
Corporate Bank Technology - Agency Securities Lending - Senior Business Functional Analyst - Assistant Vice President
- Deutsche Bank
-
Cary, NC
FULL_TIME
- Job DetailsJob Description: Job Title Corporate Bank Technology - Agency Securities Lending - Senior Business Functional Analyst Corporate Title Assistant Vice President Location Cary, NC Who we are: ...
- 11 Days Ago
Securities Analyst jobs at Popular Companies
Security Analyst
- IDR, Inc.
-
Atlanta, GA
- Junior Security Analyst IDR is seeking a Junior Security Analyst to join one of our top clients in Atlanta, GA. If you a...
- 6/10/2024 12:00:00 AM
IT Security Analyst
- iSphere
-
Houston, TX
- Job Description Job Description Join iSphere's client as an IT Security Analyst full-time employee in Houston and be at ...
- 6/10/2024 12:00:00 AM
Security Analyst
- Kings Island
-
Mason, OH
- Overview: Join our Security team as a Security Analyst! Responsibilities: Process information requests related to securi...
- 6/10/2024 12:00:00 AM
Security Analyst
- Regulatory DataCorp
-
King Of Prussia, PA
- Security Analyst RDC, The Diligence Technology Company, is the world's leading Anti-Money Laundering, Know Your Customer...
- 6/9/2024 12:00:00 AM
Security Analyst
- TekStream Solutions
-
Atlanta, GA
- Security Operations Center (SOC) Analysts I Location: Remote TekStream is currently looking for several Level I Security...
- 6/8/2024 12:00:00 AM
IT Security Analyst
- Rose International
-
Dimondale, MI
- Date Posted: 06/06/2024 Hiring Organization: Rose International Position Number: 465421 Job Title: IT Security Analyst J...
- 6/8/2024 12:00:00 AM
Security Analyst
- Systems Planning and Analysis, Inc.
-
Alexandria, VA
- Overview: Systems Planning and Analysis, Inc. (SPA) delivers high-impact, technical solutions to complex national securi...
- 6/7/2024 12:00:00 AM
Security Analyst
- Neptune
-
Duluth, GA
- Position Summary As the Security Analyst, you will be responsible for ensuring the organization is effectively designing...
- 6/7/2024 12:00:00 AM
About North Carolina
North Carolina (/ˌkærəˈlaɪnə/ (listen)) is a state in the southeastern region of the United States. It borders South Carolina and Georgia to the south, Tennessee to the west, Virginia to the north, and the Atlantic Ocean to the east. North Carolina is the 28th-most extensive and the 9th-most populous of the U.S. states. The state is divided into 100 counties. The capital is Raleigh, which along with Durham and Chapel Hill is home to the largest research park in the United States (Research Triangle Park). The most populous municipality is Charlotte, which is the second-largest banking center in...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Securities Analyst jobs
$119,114 to $174,874
Most Popular Cities in North Carolina for Securities Analyst Jobs
What does a Securities Analyst do?
Securities Analyst in Terre Haute, IN
In terms of working environment, a securities analyst often works from a home office, although some work onsite in investment banks, insurance companies, and other types of business offices.
February 01, 2020
Securities Analyst in Brownsville, TX
Security Analysts often acquire a dizzying array of technical skills and gain plenty of experience in pen testing, intrusion detecting, auditing, and more.
November 28, 2019
Securities Analyst in Champaign, IL
IR specialists and analysts interviewed by PRJ confirm that the practice does exist, but they stress that such intimidation tactics are the exception and not the rule.
December 04, 2019