Compliance Supervisor jobs in Pennsylvania
Recently Added Compliance Supervisor jobs
Compliance Supervisor
- Heat Recruitment
-
Horsham, PA
FULL_TIME
-
A couple of new Compliance Supervisors positions have arisen within a Horsham based IFA company due to a long standing member of staff retiring and exciting company grow meaning a need for an additional team member.
Some of the duties will be that you provide support to the Compliance Manager by conducting Focused Audits, conduct risk, identify any Breaches or Misconduct, review client files to confirm suitability and good consumer outcomes, and undertake or lead project work.
You will be working in a strong team-focused environment where you can develop your career within a prestigious firm.
Benefits- Discretionary Bonus
- 23day holiday plus Christmas (holiday buy scheme)
- Social events
- Pension Scheme
- Vouchers and rewards
- Benefit from referral schemes
- Funded Parking
- Hybrid working
In order to be considered for this Paraplanner opportunity, candidates need to have –- Working towards the CII Level 4 Diploma in Financial Planning if not already achieved
- Previous experience within a Financial Planning setting
- High level of analytical capability and good communication skills
Apply today to be considered for this Compliance Supervisor opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.
Compliance, FCA, regulations, paraplanner, adviser support, technical queries - 10 Days Ago
Compliance Inspector
- 7G Environmental Compliance Management
-
Pottsville, PA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 8 Days Ago
Compliance Assistant
- Spruce Street Compliance
-
Philadelphia, PA
FULL_TIME
- Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates n...
- Just Posted
Compliance Inspector
- 7G Environmental Compliance Management
-
Schuylkill Haven, PA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 10 Days Ago
Compliance Inspector
- 7G Environmental Compliance Management
-
Barre, PA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 16 Days Ago
Compliance Inspector
- 7G Environmental Compliance Management
-
Harrisburg, PA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 20 Days Ago
Compliance Supervisor jobs at Popular Companies
ALCOHOL COMPLIANCE SUPERVISOR - Prudential Center
- Compass Group
-
Newark, NJ
- ALCOHOL COMPLIANCE SUPERVISOR - Prudential CenterClick Here to Apply OnlineJob Description Levy Sector Position Title:[[...
- 6/11/2024 12:00:00 AM
Safety & Compliance Supervisor - Travel Required
- STS/UtiliQuest
-
Bullhead City, AZ
- Overview and Essential Functions Looking for an opportunity to make a difference? Then you may have found your next care...
- 6/11/2024 12:00:00 AM
CDL Compliance Supervisor
- State of Colorado
-
Littleton, CO
- Salary : $66,804.00 Annually Location : Lakewood, CO Job Type: Full Time Job Number: TAA-02116-05.2024 Department: Depar...
- 6/10/2024 12:00:00 AM
Safety / DOT Compliance Supervisor
- Continental
-
Rock Hill, SC
- Company Description BestDrive, a wholly owned subsidiary of Continental, is quickly becoming the top choice among commer...
- 6/9/2024 12:00:00 AM
Corporate Compliance Supervisor
- Hy Cite
-
Madison, WI
- JOB TITLE: Corporate Compliance Supervisor REPORTS TO: Director of Compliance – Global JOB LOCATION: We are open to hybr...
- 6/8/2024 12:00:00 AM
SANITATION COMPLIANCE SUPERVISOR
- Hiring Now!
-
Douglas, GA
- Sanitation Compliance Supervisor Purpose & Scope: This position will primarily be responsible, on a daily basis, for ens...
- 6/8/2024 12:00:00 AM
SANITATION COMPLIANCE SUPERVISOR
- Hiring Now!
-
Lenoir, NC
- Sanitation Compliance SupervisorJob Type: Full-TimeLocation: Lenoir, NCPurpose & Scope: This position will primarily be ...
- 6/8/2024 12:00:00 AM
FSQA Program Compliance Supervisor
- Hiring Now!
-
Lewiston Woodville, NC
- Perdue Foods is part of Perdue Farms, a family-owned company heading into its second century of growth and innovation. W...
- 6/8/2024 12:00:00 AM
About Pennsylvania
Pennsylvania (/ˌpɛnsɪlˈveɪniə/ (listen) PEN-sil-VAY-nee-ə), officially the Commonwealth of Pennsylvania, is a state located in the northeastern and Mid-Atlantic regions of the United States. The Appalachian Mountains run through its middle. The Commonwealth is bordered by Delaware to the southeast, Maryland to the south, West Virginia to the southwest, Ohio to the west, Lake Erie and the Canadian province of Ontario to the northwest, New York to the north, and New Jersey to the east.
Pennsylvania is the 33rd-largest state by area, and the 6th-most populous state according to the most recent of...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Supervisor jobs
$96,604 to $129,370