Compliance Investigation Manager jobs in the United States

Compliance Investigation Manager oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Being a Compliance Investigation Manager ensures that investigations are properly documented and reports findings to authorities as needed. Helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Additionally, Compliance Investigation Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Compliance Investigation Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Compliance Investigation Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)

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Compliance Manager
  • Spruce Street Compliance
  • Washington, DC FULL_TIME
  • Spruce Street Consulting LLC is Pennsylvania’s premier political compliance firm. Our firm is committed to supporting progressive causes and candidates nation-wide. This position will report to the Principal and/or Compliance Director.

     

    Salary range: $70,000-$90,000/annually generous benefits package and professional development opportunities. DOE

     

    Responsibilities

    ·       Manage the day-to-day operations and financial activity for clients

    ·       Oversee income recordkeeping into compliance database and accounting file

    ·       Process disbursements and track outstanding invoices

    ·       Process client payroll

    ·       Assist Compliance Director in managing client’s budget and track cash flow

    ·       On-boarding and off-boarding client staff

    ·       Track and process 1099s

    ·       Maintain compliance with GAAP

    ·       Perform bank and compliance software reconciliations

    ·       Oversee compliance correspondence

    ·       Assist Compliance Director with client procurement and maintaining vendor relationships

    ·       Assist providing financial reports to clients

    ·       Prepare and file federal and non-federal campaign finance reports

     

    Experience and Skills

    ·       3-5 years of experience work with political or non-profit organizations

    ·       At least one year of experience with non-profit and/or campaign finance compliance

    ·       Strong attention to detail and organized

    ·       Moderate to advance experience with Excel, Google Business Suite, and Dropbox

    ·       Ability to manage multiple projects at once and meet strict deadlines

    ·       Ability to work evenings and weekends to meet deadlines

    ·       Willingness to take initiative

    ·       Bookkeeping experience

    ·       Previous experience with Quickbooks Online (preferred)

    ·       Bachelor’s degree

    ·       Commitment to supporting progressive causes

    ·       Commitment to working within a diverse and inclusive work space

    ·       A background check will be conducted after a conditional offer of employment has been made to a candidate

     

    Spruce Street Consulting LLC is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.  

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  • 10 Days Ago

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Stormwater Compliance Project Manager
  • 7G Environmental Compliance Management
  • Tallahassee, FL FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 18 Days Ago

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Investigation Manager
  • Rockford Public Schools
  • Rockford, IL FULL_TIME
  • JobID: 15499 Position Type: Non-Certified Support/Investigator Date Posted: 4/7/2022 Location: Administration - Legal ROCKFORD PUBLIC SCHOOL DISTRICT #205 Job Description Job Title: Investigation Mana...
  • 13 Days Ago

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Grants Compliance Coordinator
  • Environmental Investigation Agency
  • Washington, DC FULL_TIME
  • PROTECTING OUR ENVIRONMENT WITH INTELLIGENCE. The Environmental Investigation Agency (EIA) is a 501(c)(3) independent, international, non-profit advocacy organization based in Washington, D.C., with a...
  • 2 Months Ago

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Customer Success Manager
  • Sovos Compliance
  • Hopkins, MN FULL_TIME
  • Build your future with Sovos. If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business require...
  • 2 Days Ago

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Investigation and Compliance Specialist (Direct Hire)
  • US Bureau of Industry and Security
  • Washington, DC FULL_TIME
  • Duties As an Investigation and Compliance Specialist (Direct Hire), you will perform the following duties: Effectively and independently analyzes and make recommendations on highly complex and sensiti...
  • 5 Days Ago

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Safety Specialist
  • George J. Igel & Co., Inc.
  • Columbus, OH
  • Safety Specialist Reports to: Vice President of Safety, HR, and Employee Development (George J. Igel & Co., Inc.) Hours:...
  • 5/19/2024 12:00:00 AM

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Facility Security Officer/Export Compliance Officer
  • STAR Dynamics Corporation
  • Hilliard, OH
  • Today’s Date: 4/26/2024 Position Title: Facility Security Officer and Export Compliance Officer Position Reports to: Vic...
  • 5/18/2024 12:00:00 AM

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Loss Prevention and Safety Associate/Security
  • Ingka External
  • Columbus, OH
  • Job ID: 239143 Date posted: 09/05/2024 What you'll need to have APPLY NOW!! HL2 JOB TYPE - Permanent, Part-time, Hourly ...
  • 5/17/2024 12:00:00 AM

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Security Operations Senior Associate - DLP - Content Developer
  • JPMorgan Chase
  • Westerville, OH
  • Seize the opportunity to enhance cybersecurity, utilizing your skills in threat analysis and incident response to protec...
  • 5/17/2024 12:00:00 AM

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Security Officer
  • INTER-CON SECURITY SYSTEMS INC
  • Dublin, OH
  • Job Details Job Location Dublin (11722) - Dublin, OH Position Type Full Time Salary Range $17.00 - $17.75 Hourly Job Shi...
  • 5/17/2024 12:00:00 AM

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Advanced Technical Support Specialist
  • Cornerstone onDemand
  • Columbus, OH
  • **Job Title: Advanced Technical Support Specialist** **Job Description:** The Advanced Technical Support Specialist is r...
  • 5/16/2024 12:00:00 AM

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Facility Security Officer
  • Columbus Region
  • Columbus, OH
  • Facility Security Officer | Government Jobs page has loaded. Facility Security Officer | Government Jobs page has loaded...
  • 5/16/2024 12:00:00 AM

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Manufacturing Engineer
  • American Honda Motor Co Inc
  • Marysville, OH
  • What Makes a Honda, is Who makes a Honda Honda has a clear vision for the future, and its a joyful one. We are looking f...
  • 5/16/2024 12:00:00 AM

Income Estimation for Compliance Investigation Manager jobs
$147,734 to $179,786

Career Path for Compliance Investigation Manager