Securities Analyst jobs in Kentucky
Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Securities Analyst jobs
Associate Advisor - Securities Administration
- WesBanco
-
Newport, KY
FULL_TIME
-
Summary
The Associate Advisor works as a team member with the Financial Advisor to provide investment and insurance solutions to bank and non-bank customers based on a financial planning approach, and offers WesBanco Securities solutions and limited WesBanco Trust solutions under the supervision of WesBanco Wealth Management. The Associate Advisor provides ongoing coaching and training to branch staff regularly on WesBanco Securities referrals. The advisor must possess strong interpersonal skills and have the ability to work with bank partners at all levels of the company. The ability to be proactive and generate business is essential, in addition to cultivating relationships with branch employees and partners.
Qualifications Required
Bachelor's Degree preferred.
State Life & Health insurance licenses and FINRA SIE, Series 7 and 66 (or 63 and 65) required.
Knowledge of core investment products including fixed and variable annuities and mutual funds.
Market (investment) knowledge.
Experience in investment sales or related fields.
Must have fundamental understanding of Bank services and operations.
Customer Service Skills
Willingness to provide a level of service which will clearly differentiate us from our competitors.
Must possess proven sales skills, be proactive and generate opportunities.
Interpersonal Skills
Professional demeanor in appearance, interpersonal relations, work ethic and attitude.
Possess clear, concise, effective written and oral communication skills to effectively express thoughts, ideas and concepts to bank employees and bank customers.
Clerical Skills
Ability to perform general clerical duties and operate various departmental equipment.
Computer Skills
Proficiency using Microsoft Office products (Word, Excel, Outlook & PowerPoint)
Ability to learn various software systems to accomplish work responsibilities.
Essential Duties And Responsibilities
Prospect clients to establish business relationships.
Profile clients and recommend suitable investment and insurance solutions.
Provide a great client experience to all clients and prospects.
Open investment and insurance accounts. Manage and monitor customer service requests, transfers, exchanges and/or any transactions processed on behalf of the clients.
Participate in seminars, branch training and community events in support of Securities.
Coach and train branch employees.
Support retail and other divisions in cross referring clients for bank offered services.
Other Requirements
Banking is a highly regulated industry and you will be expected to acquire and maintain a proficiency in the bank’s policies and procedures, and adhere to all laws, rules and regulations that are applicable to your conduct and the work you will be performing. You will also be expected to complete all assigned compliance training in a timely manner.
Investment Sales in a banking environment is highly regulated and the Advisor is expected to acquire and maintain a proficiency in the Bank's and FINRA (Financial Industry Regulatory Authority) policies and procedures, and adhere to all laws, rules and regulations that are applicable to your conduct and the work you will be performing. The Advisor will also be expected to complete all assigned compliance training in a timely manner.
Ability to interact professionally with Bank business partners and customers.
Must be self-motivated.
Ability to analyze, comprehend and act in accordance with various regulatory entities.
Must possess strong organizational and planning skills.
Ability to maintain confidentiality.
Ability to handle travel to assigned offices.
Requirements
Bachelor's Degree preferred.
State Life & Health insurance licenses and FINRA SIE, Series 7 and 66 (or 63 and 65) required.
Knowledge of core investment products including fixed and variable annuities and mutual funds.
Market (investment) knowledge.
Experience in investment sales or related fields.
Must have fundamental understanding of Bank services and operations. - 10 Days Ago
Fidelity’s Securities Industry Essentials® (SIE®) Scholar - Covington, KY
- Fidelity Investments Careers
-
Covington, KY
FULL_TIME
- Job Description:Job Description:Are you considering a career where you can help clients with their finances and plan for their future but not sure where to start?Whether you are finishing your schooli...
- 2 Months Ago
ANALYST
- HCL Technologies
-
Canada, KY
FULL_TIME
- Job ResponsibilitiesDesktop Support Technician will provide end-user technical support and desk-side assistance. The platforms supported are Windows XP, Windows 7, Microsoft Office, Dell Computers, Ne...
- 6 Days Ago
AP Analyst
- Congo Brands
-
Louisville, KY
FULL_TIME
- Our companyCongo Brands is at the epicenter of where consumer demand meets product development. Through brand partnerships with lead influencers, we are afforded an inside look at what consumers truly...
- 2 Days Ago
Demand Analyst
- Congo Brands
-
Louisville, KY
FULL_TIME
- Our CompanyCongo Brands is at the epicenter of where consumer demand meets product development. Through brand partnerships with lead influencers, we are afforded an inside look at what consumers truly...
- 2 Days Ago
Support Analyst
- ICONMA
-
Florence, KY
CONTRACTOR
- Our Oil & Field Services client is looking Desktop Support Analyst who will be responsible for serving as a desktop support expert responsible for computer hardware, software (location specific or glo...
- 2 Days Ago
Securities Analyst jobs at Popular Companies
Security Analyst
- IDR, Inc.
-
Atlanta, GA
- Junior Security Analyst IDR is seeking a Junior Security Analyst to join one of our top clients in Atlanta, GA. If you a...
- 6/10/2024 12:00:00 AM
IT Security Analyst
- iSphere
-
Houston, TX
- Job Description Job Description Join iSphere's client as an IT Security Analyst full-time employee in Houston and be at ...
- 6/10/2024 12:00:00 AM
Security Analyst
- Kings Island
-
Mason, OH
- Overview: Join our Security team as a Security Analyst! Responsibilities: Process information requests related to securi...
- 6/10/2024 12:00:00 AM
Security Analyst
- Regulatory DataCorp
-
King Of Prussia, PA
- Security Analyst RDC, The Diligence Technology Company, is the world's leading Anti-Money Laundering, Know Your Customer...
- 6/9/2024 12:00:00 AM
Security Analyst
- TekStream Solutions
-
Atlanta, GA
- Security Operations Center (SOC) Analysts I Location: Remote TekStream is currently looking for several Level I Security...
- 6/8/2024 12:00:00 AM
IT Security Analyst
- Rose International
-
Dimondale, MI
- Date Posted: 06/06/2024 Hiring Organization: Rose International Position Number: 465421 Job Title: IT Security Analyst J...
- 6/8/2024 12:00:00 AM
IT Security Analyst
- Talent Groups
-
Dimondale, MI
- IDS (Intrusion Detection System) 4-8 years IOC (Indicators of Compromise) 4-8 years Experience with writing Security Rel...
- 6/7/2024 12:00:00 AM
Security Analyst
- Compunnel Inc.
-
Erlanger, KY
- Security Analyst location: Erlanger KY Position Summary: The Information Technology Analyst is a member of the Security ...
- 6/7/2024 12:00:00 AM
About Kentucky
Kentucky (/kənˈtʌki/ (listen) kən-TUK-ee), officially the Commonwealth of Kentucky, is a state located in the east south-central region of the United States. Although styled as the "State of Kentucky" in the law creating it, (because in Kentucky's first constitution, the name state was used) Kentucky is one of four U.S. states constituted as a commonwealth (the others being Virginia, Pennsylvania, and Massachusetts). Originally a part of Virginia, in 1792 Kentucky became the 15th state to join the Union. Kentucky is the 37th most extensive and the 26th most populous of the 50 United States.
Ke...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Securities Analyst jobs
$116,757 to $171,413
Most Popular Cities in Kentucky for Securities Analyst Jobs
What does a Securities Analyst do?
Securities Analyst in Terre Haute, IN
In terms of working environment, a securities analyst often works from a home office, although some work onsite in investment banks, insurance companies, and other types of business offices.
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Securities Analyst in Brownsville, TX
Security Analysts often acquire a dizzying array of technical skills and gain plenty of experience in pen testing, intrusion detecting, auditing, and more.
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Securities Analyst in Champaign, IL
IR specialists and analysts interviewed by PRJ confirm that the practice does exist, but they stress that such intimidation tactics are the exception and not the rule.
December 04, 2019