Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2024 Salary.com)
Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates nation-wide.
The Compliance Associate will work with our current Managers to complete the daily tasks associated with oversight and compliance for our clients. This position will report to the firm’s Managers and Principal.
Salary range: $50,000-60,000/annually
Responsibilities
• Deposit and record contributions into compliance database and accounting file
• Process disbursements and track outstanding invoices
• Track and process 1099s
• Maintain compliance with GAAP
• Perform bank and compliance software reconciliations
• Correspond with donors regarding compliance regulations and documentation
• Create, implement, and administer efficient workflows
• Develop relationships with vendors and assist with client procurement
• Assist updating client budgets
• Assist providing financial reports to clients
• Prepare and file federal and non-federal campaign finance reports
Experience and Skills
• 1-3 years experience work with political or non-profit organizations
• At least one year of experience with non-profit and/or campaign finance compliance
• Strong attention to detail and organized
• Experience with Excel, Google Business Suite, and Dropbox
• Ability to manage multiple projects at once and meet strict deadlines
• Ability to work evenings and weekends to meet deadlines
• Willingness to take initiative
• Bookkeeping experience (preferred)
• Previous experience with Quickbooks Online (preferred)
• Bachelor’s degree (preferred)
• Commitment to supporting progressive causes
• Commitment to working within a diverse and inclusive work space
• A background check will be conducted after a conditional offer of employment has been made to a candidate
Spruce Street Compliance offers a generous benefits package and exciting and collaborative work environment.
Spruce Street Compliance is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.
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