Annuities Representative (New Business) jobs in West Virginia

Annuities Representative (New Business) is responsible for the annuities application process. Assists applicants and checks forms for completeness and accuracy. Being an Annuities Representative (New Business) ensures compliance with all regulations and keeps abreast of any changes to laws and regulations which pertain to annuities applications. Reviews all fund transfers such as tax-free fund transfers, direct transfers and direct rollovers for completeness and compliance. Additionally, Annuities Representative (New Business) is responsible for responding to inquiries from clients, agents, financial institutions and internal departments. May require a bachelor's degree or its equivalent. Typically reports to a supervisor or manager. Requires National Association of Securities Dealers (NASD) license. The Annuities Representative (New Business) works on projects/matters of limited complexity in a support role. Work is closely managed. To be an Annuities Representative (New Business) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Director, New Business and Conflicts
  • Orrick Herrington & Suttcliffe
  • Wheeling, WV FULL_TIME
  • Director, New Business and Conflicts
    Job Locations US | US
    ID 2024-1401 Category New Business & Conflicts
    Overview

    Orrick currently has an excellent opportunity for a Director of New Business and Conflicts. This position could be based in any of our U.S. offices (Austin; Chicago; Boston; Houston; Los Angeles; New York; Menlo Park; Orange County; Portland; Sacramento; San Francisco; Santa Monica; Seattle; Washington DC; or Wheeling, WV) with consideration given for 100% remote US locations.

    The Objective: In this pivotal role, you will be responsible for overseeing our New Business and Conflicts function across the firm. You will be the driving force behind ensuring timely evaluation and resolution of potential conflicts of interest, managing new business intake, and facilitating the clearance and onboarding of lateral attorneys.

    What Will I Do: Your will manage and lead our New Business and Conflicts team of approximately 30 analysts and attorneys.

    Your expertise will be instrumental in developing and implementing best practices and procedures to address conflicts and new business intake efficiently and effectively in alignment with our firm's culture and strategic objectives. You will work closely with various departments including the Office of the General Counsel, Risk Management Committee, Practice Management Committee, Finance, Innovation, Digital, and others.

    Our ideal candidate provides top-tier client service, utilizing robust analytical and communication abilities to promote effective communication and collaboration while handling a dynamic and often fast paced set of matters and issues across Firm management, partners, departments, attorneys, staff, and stakeholders.

    Responsibilities

    How Will I Spend My Time? You will spend most of your time on these responsibilities:

    New Business and Conflicts Processes:

      Manage and develop the NB&C team, ensuring alignment with Firm's goals and fostering a client service-oriented environment.
    • Regularly update conflicts, new business intake, and lateral hiring processes in accordance with ethical rules and strategic goals.
    • Implement procedures for proper review of engagement terms, ethical wall establishment, and maintenance of client and matter database.

    Lateral Hires:

    • Supervise conflicts clearance for new lateral hires and establish early conflict identification procedures.
    • Track and maintain logs of lateral hire client/matter lists.
    • Assist in efficient onboarding of new lateral hires and their clients.

    Data Management and Reporting:

    • Ensure accuracy and consistency of data entry in firm systems.
    • Manage enhancements and updates to firm systems.
    • Coordinate periodic data cleanup projects and provide business development information to practice groups.
    • Distribute lists of ethical screens for review and supervise audits on conflict and engagement term maintenance.

    Research Tools:

    • Establish research methodology to support NB&C conflicts intake and lateral onboarding.
    • Coordinate integration with other departments' databases and resources.

    Restricted Securities & Regulations:

    • Develop and enforce procedures for regulatory changes related to NB&C function.
    • Administer restricted securities list submissions and monitor new client/matter regulatory procedures.

    Other:

    • Conduct regular training on conflicts and new business intake procedures.
    • Oversee training and development of NB&C analysts and RCCs.
    • Prepare and present new business and conflicts activity reports.
    • Evaluate department structure and submit staffing recommendations.
    • Participate in industry networking opportunities and monitor best practices.
    • Responsible for NB&C department budget management.
    Qualifications

    Knowledge, Skills and Abilities:

    • JD degree and active bar admission required.
    • Extensive experience managing conflicts in a large law firm.
    • In-depth knowledge of US, European, and Asian legal and ethical regulations relevant to conflicts and new business intake.
    • Proven track record in planning, developing, and implementing new business intake and conflicts processes.
    • Proficiency in conflict checking software, especially Intapp products, and workflow development.
    • Strong organizational skills, attention to detail, and follow-up.
    • Effective collaboration with Firm management, partners, attorneys, and staff.
    • Demonstrated leadership ability, fostering teamwork, adaptability, and innovation.
    • Excellent written and verbal communication skills, capable of conveying complex ideas effectively.
    Who is Orrick? Orrick is a global law firm focused on serving the technology & innovation, energy & infrastructure and finance sectors. Founded more than 150 years ago in San Francisco, Orrick today has offices in 25 markets worldwide. We are recognized worldwide for delivering the highest-quality legal advice through our diverse teams and for our culture of innovation and collaboration. Financial Times selected Orrick as the Most Digital Firm of 2020, and in the past five years, the Most Innovative Law Firm of the Year three times and runner-up twice. For the ninth year in a row, Fortune named Orrick to its 2024 list of the 100 Best Companies to Work For. Learn more about our awesome employee experience here: Fortune 100 Great Place To Work certified company*.

    Compensation and Benefits

    The expected salary range for this position is:

    • California Major Markets* $245,000.00 - $290,000.00
    • New York City $$245,000.00 - $290,000.00
    • National $215,000.00- $240,000.00

    * California Major Markets includes San Francisco, Silicon Valley, Los Angeles, Orange County, Santa Monica. All other California locations fall within National range.

    Orrick is committed to providing a comprehensive, competitive, and thoughtful total compensation package to our attorneys and staff, wherever they work. This compensation and benefits information is based on the Orrick's estimate as of the date of publication and may be modified in the future. The level of pay within the range will depend on a variety of job-related factors that may include, but not limited to, qualifications, relevant experience or education, particular skills or expertise, geography. Other compensation may include an annual discretionary merit bonus, which would be determined by Firm and individual performance.

    We offer a full range of elective health benefits including medical, dental, vision and life insurances; robust mental well-being benefits; child, family, elder, and pet care benefits; short- and long-term disability benefits; a health savings account (w/applicable medical plan), flexible spending accounts, long-term care insurance, and a 401K program. This role is eligible to employees will receive compensated time off through our FTO program, generous Parental leave benefits, and paid holidays.

    Please visit www.orrick.com for more information about the firm.

    How to Apply: If you are searching for a chance to create an impact, you have a little grit and you love working with a team, we want to talk with you. To submit your resume and cover letter for this position, please visit our Staff and Paralegal Opportunities Listings at www.orrick.com/Careers. Orrick accepts applications for this position on an ongoing basis, until filled.

    We are an Equal Opportunity Employer.

    Consistent with the SF Fair Chance Ordinance, an arrest and conviction record will not automatically disqualify a qualified applicant from consideration.

    Qualified applicants with criminal histories will be considered for the position in a manner consistent with the requirements of the Los Angeles Fair Chance Initiative for Hiring.

    #LI-DNI


    All qualified applicants will receive consideration for employment without regard to race, sex, color, religion, national origin, protected veteran status, or on the basis of disability.

     

  • 3 Days Ago

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Outside Sales Representative
  • National Federation of Independent Business (NFIB)
  • Clarksburg, WV FULL_TIME
  • OverviewDo you have a passion for making a difference for small business in your community? Are you looking for a career with unlimited income potential? Is company culture important to you? Or maybe ...
  • 1 Day Ago

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Outside Sales Representative
  • National Federation of Independent Business (NFIB)
  • Martinsburg, WV FULL_TIME
  • OverviewDo you have a passion for making a difference for small business in your community? Are you looking for a career with unlimited income potential? Is company culture important to you? Or maybe ...
  • 1 Day Ago

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Outside Sales Representative
  • National Federation of Independent Business (NFIB)
  • Moorefield, WV FULL_TIME
  • OverviewDo you have a passion for making a difference for small business in your community? Are you looking for a career with unlimited income potential? Is company culture important to you? Or maybe ...
  • 1 Day Ago

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New Accounts Representative/Teller
  • West Union Bank
  • Union, WV FULL_TIME
  • WEST UNION BANK Job Title: New Accounts Representative/Teller III Job Summary: West Union Bank locations in West Union, WV, and in Salem, WV, are each looking for an enthusiastic person to join our te...
  • 10 Days Ago

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Business Development Representative
  • Walker Chevrolet
  • Nitro, WV FULL_TIME
  • SUMMARY As a member of Walker Chevrolet you accept the values and standards of professionalism set forth by the company, our clients, and the manufacturers we represent. In all activities, satisfying ...
  • 25 Days Ago

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Client Service Representive
  • VCA Animal Hospitals
  • Houston, TX
  • Client Service Representative We are seeking an experienced Client Service Representative to join our team. At VCA Anima...
  • 6/2/2024 12:00:00 AM

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Tenant Representation Broker
  • Pope Corporation
  • Houston, TX
  • Commercial Real Estate Broker - Tenant Representation - Business Development (National Accounts) Company: Pope Corporati...
  • 6/1/2024 12:00:00 AM

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AR/AP Representive
  • Taylor Corp
  • Pompano Beach, FL
  • Come Work with Us! Taylor is proud to now offer Daily Pay. With Daily Pay, you can get paid on your very first day. No m...
  • 6/1/2024 12:00:00 AM

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Print Production Customer Service Representive
  • A+ Consulting
  • Tampa, FL
  • Job Description Job Description Xerox Corporation seeks Customer Service Representative with print production experience...
  • 6/1/2024 12:00:00 AM

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Customer Support Representive
  • tapseries.io
  • **Customer Support Representive** ** TAP Series () Westlake Village, CA 91362** **** TAP Series is located in Westlake V...
  • 5/30/2024 12:00:00 AM

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Customer Service Representive
  • City of Arlington, TX
  • Customer Service Representive Location Planning and Development Services Work Status Full Time THIS POSITION WILL BE OPE...
  • 5/29/2024 12:00:00 AM

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Customer-Facing Client Representive
  • 500 Republic Inc
  • Zionsville, IN
  • Job Description Job Description Customer-Facing Client Representative New customers are vital to a company’s success. At...
  • 5/29/2024 12:00:00 AM

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Entry Level Customer Service Representive
  • FreightCenter
  • Palm Harbor, FL
  • Job Description Job Description Please read the job description before applying. If you're a motivated, organized, and c...
  • 5/29/2024 12:00:00 AM

West Virginia (/vərˈdʒɪniə/ (listen)) is a state located in the Appalachian region in the Southern United States and is also considered to be a part of the Middle Atlantic States. It is bordered by Pennsylvania to the north, Maryland to the east and northeast, Virginia to the southeast, Kentucky to the southwest, and Ohio to the northwest. West Virginia is the 41st largest state by area, and is ranked 38th in population. The capital and largest city is Charleston. West Virginia became a state following the Wheeling Conventions of 1861, after the American Civil War had begun. Delegates from so...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Annuities Representative (New Business) jobs
$40,294 to $49,861